22-00090 | 08/29/2024 | Claimant(s): International Assets Advisory, International Assets Investment Mgmt LLC Claimant Lawyers(s): Joshua A. Katz Respondent(s): Jacob Jansen Respondent Lawyers(s): Joseph B. Alonso Arbitrator(s): Michael J. Meeusen, Thomas J. Gmeinder, James Martell Martin Hearing Site: Minneapolis, MN
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19-01254 | 03/16/2022 | Claimant(s): Alexander Garrett Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Harvey R. Linder, Saundra M Clark, Garrett W. Murphy Hearing Site: Atlanta, GA
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17-02477 | 08/31/2018 | Claimant(s): Christopher Wynne, David Austin, Lisa Schiffer, Niraj Bhandari Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Securities America. Respondent Lawyers(s): Bruce M. Bettigole Arbitrator(s): James R. McGuone, Gary P. Alexander, Jay A Kaplan Hearing Site: Atlanta, GA
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13-02673 | 12/10/2014 | Claimant(s): Stephen Heil Claimant Lawyers(s): Joseph B. Alonso Respondent(s): LPL Financial LLC, Dennis Ulrich, Jeffrey Westerhold, Kimberly Loy, Steven Langendorf Respondent Lawyers(s): Rachel E. Stephens, Thomas E. Berry Arbitrator(s): Thomas J. Ray, Joseph V. Simeri, David J. Bokal Hearing Site: St. Louis, MO
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11-03379 | 03/18/2013 | Claimant(s): J.J.B. Hilliard, W.L. Lyons Claimant Lawyers(s): Reva D. Campbell Respondent(s): Jay Otto, Jeffrey Lutz, Morgan Stanley, Tammy Kinstle Respondent Lawyers(s): Joseph B. Alonso, Salvador M. Hernandez Arbitrator(s): John B. Glueckert, Gregory P. Szuter, James Stephen Smith Hearing Site: Cincinnati, OH
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11-03222 | 01/18/2013 | Claimant(s): John Wassenaar Claimant Lawyers(s): Joseph B. Alonso Respondent(s): CF Global Trading Respondent Lawyers(s): Lainie E. Cohen Arbitrator(s): Kathleen Hoey Gorr, Katherine Levitan, Francis Xavior Daumen Hearing Site: Buffalo, NY
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09-04752 | 02/25/2011 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Joshua Freeman Respondent Lawyers(s): Royal B. Lea Arbitrator(s): Dolores M Martin, Charles E. Munson, Frederick Randolph Box Hearing Site: Houston, TX
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09-00364 | 11/09/2010 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Betsy Perryman, Matthew Marcom Respondent Lawyers(s): Royal Lea Arbitrator(s): Jerry C. Prestridge, Richard F. Dole, Charles A. Bankston Hearing Site: Houston, TX
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08-02482 | 12/29/2009 | Claimant(s): Lance Beck Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Suntrust Robinson Humphrey. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Joyce F. Glucksman, Monique Michelle Wilkerson, Bonnie B. Revoner Hearing Site: Atlanta, GA
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08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Respondent Lawyers(s): Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac Hearing Site: Ft. Lauderdale, FL
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