Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03001 | 09/20/2024 | Claimant(s): Rey Medina-Velez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Russell Del Toro Parra, III Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-01414 | 04/10/2024 | Claimant(s): Frank Briseno, III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 21-02874 | 07/15/2022 | Claimant(s): Joseph Medina Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): McClellon D. Cox, III Arbitrator(s): David John Reilly Hearing Site: New York, NY | ||
| 21-00952 | 01/26/2022 | Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Russell Del Toro Parra, III Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 13-02902 | 03/27/2014 | Claimant(s): William Missimer, III Claimant Lawyers(s): William M. Mann Respondent(s): Charles Corbett Respondent Lawyers(s): Charles E. Corbett Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | Expungement | |
| 12-00103 | 11/16/2012 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Donald S. Arbour Respondent(s): Emmett Johnson Respondent Lawyers(s): Frank "Kim" Breese, III Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Leslie Bernard Jallans Hearing Site: Houston, TX | ||
| 11-00457 | 01/25/2012 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Charles Kopp, III Respondent Lawyers(s): Charles W. Kopp Arbitrator(s): Shari B. Broder Hearing Site: Hartford, CT | ||
| 11-01401 | 08/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Weems, III Respondent Lawyers(s): Warren Alfred Weems, III Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 08-00918 | 02/12/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Clifford Bartlett, III Respondent Lawyers(s): Joan M. Markey Arbitrator(s): Douglas F. Stone, Cheryl Feldman, Bruce Alan Whiteford Hearing Site: New York, NY |