| 20-00706 | 08/21/2020 | Claimant(s): Ryan Gold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Eric W. Moran
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 19-01374 | 03/26/2020 | Claimant(s): Kirk Katzburg
Claimant Lawyers(s): Richard Herzfeld
Respondent(s): David Braunlich, DLB Securities L.L.C.
Respondent Lawyers(s): David Lonsdale Braunlich
Arbitrator(s): Paul S. Biederman, Ellyn S. Roth, William Arthur Ginty
Hearing Site: New York, NY
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| 19-02959 | 03/25/2020 | Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 18-03364 | 02/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Helen Andrews
Respondent Lawyers(s): Helen Thomasine Andrews
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 17-02753 | 04/20/2018 | Claimant(s): Aishka Lugo, Frank Carrasco
Claimant Lawyers(s): Jacqueline R. Meyers
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 17-02844 | 02/26/2018 | Claimant(s): Michael Ferguson
Claimant Lawyers(s): Owen Harnett
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew Chow
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 15-01109 | 06/23/2016 | Claimant(s): Kimberly O'Rourke
Claimant Lawyers(s): Kimberly O'Rourke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Erica Bunin, Paul S. Biederman, Denise L. Quarles
Hearing Site: New York, NY
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| 11-01914 | 01/04/2013 | Claimant(s): Gregory Torretta
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Marguerite B. Filson, Paul S. Biederman, Joel Morton Newman
Hearing Site: New York, NY
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| 12-01176 | 10/15/2012 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Phillip Schwantner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 09-06242 | 02/24/2012 | Claimant(s): Susan O'Rourke
Claimant Lawyers(s): Andrea M. Paparella
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Paul S. Biederman, Walter M. Schackman, Joshua Mark Zucker
Hearing Site: New York, NY
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