FINRA Awards for John B. Morgan

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02119	09/04/2015	Claimant(s): Paul Schimmeck Claimant Lawyers(s): Jonathan Sack Respondent(s): UBS Securities LLC Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): John B. Morgan, Howard J. Stiefel, Martin A. Edelstein Hearing Site: New York, NY
10-00221	05/09/2012	Claimant(s): Charles Baltic Claimant Lawyers(s): Charlotte Houghteling Respondent(s): CRT Capital Group LLC Respondent Lawyers(s): Myles K. Bartley Arbitrator(s): John B. Morgan, Howard L. Sobel, Seymour Stanton Hearing Site: New York, NY
11-00311	04/16/2012	Claimant(s): Shearman, Ralston Inc. Claimant Lawyers(s): Caren S. Brutten Respondent(s): Ridge Clearing & Outsourcing Solutions Respondent Lawyers(s): Jonathan Kurta Arbitrator(s): John B. Morgan, Fred Shinagel, Anthony Charles Ginetto Hearing Site: New York, NY
09-01013	10/30/2009	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Adam Lazarus Respondent Lawyers(s): Adam Robert Lazarus Arbitrator(s): John B. Morgan Hearing Site: New York, NY
08-03225	05/05/2009	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Michelle Feeley Respondent Lawyers(s): Michelle Murphy Feeley Arbitrator(s): John B. Morgan, Joseph M. Buffone, Preston V. Pumphrey Hearing Site: New York, NY