| 20-02921 | 06/04/2021 | Claimant(s): Robert Schinsky
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
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| 20-01652 | 04/22/2021 | Claimant(s): Richard Beleutz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
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| 20-03115 | 04/20/2021 | Claimant(s): Michelle Young
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 20-02202 | 03/24/2021 | Claimant(s): Scott Tiras
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
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| 20-02491 | 02/11/2021 | Claimant(s): Stephen Ledyard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 20-02212 | 02/02/2021 | Claimant(s): Jacob Goddard
Claimant Lawyers(s): James P Galvin
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Salt Lake City, UT
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| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 20-00040 | 12/10/2020 | Claimant(s): Kenneth Arellano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Thomas E. Webb
Hearing Site: Buffalo, NY
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| 20-02072 | 12/10/2020 | Claimant(s): Michael Koob
Claimant Lawyers(s): Ansis V. Viksnins
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman, LaVon C. Phillips, Matthew E. Piermantier
Hearing Site: Minneapolis, MN
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| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc.
Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
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