| 21-02283 | 05/12/2023 | Claimant(s): Unbnd Group Pty LTD.
Claimant Lawyers(s): Rex A. Mann
Respondent(s): Park Lane IBS, Stonehaven
Respondent Lawyers(s): Michael D. Kibler
Arbitrator(s): Eva H. Posman, Elliot Schnapp, Vincent Louis
Hearing Site: New York, NY
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| 22-01073 | 12/20/2022 | Claimant(s): Kunal Arora
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Eva H. Posman, Herbert N. Fishman, Thomas M. Madden
Hearing Site: New York, NY
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| 20-04116 | 06/15/2022 | Claimant(s): NatAlliance Securities
Claimant Lawyers(s): Jeffrey Plotkin
Respondent(s): Mihir Patel
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Kenneth Diamond, Eva H. Posman, Kimberly C. Lawrence
Hearing Site: New York, NY
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| 20-01148 | 08/26/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Eric Roark
Respondent Lawyers(s): Eric T. Roark
Arbitrator(s): Eva H. Posman
Hearing Site: New York, NY
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| 16-03088 | 01/02/2020 | Claimant(s): Eddy Santos
Claimant Lawyers(s): Eddy E. Santos
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet
Hearing Site: New York, NY
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| 10-02985 | 03/29/2011 | Claimant(s): Mathias Hawkins
Claimant Lawyers(s): Mathias John Hawkins
Respondent(s): Toussaint Capital Partners
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Eva H. Posman, Jonathan R. Morris, Marianne C. Hussey
Hearing Site: New York, NY
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