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FINRA Awards for Robert L. Yeager

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0142009/16/2020Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A La Porta
Respondent(s): Robert Whittenburg
Respondent Lawyers(s): Robert Roy Whittenburg
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
17-0212612/04/2019Claimant(s): Jonathan Lennox
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Robert L. Yeager, Larry Adair, Donna Jean Tyus
Hearing Site: Dallas, TX
15-0132509/01/2015Claimant(s): Ameriprise Financial Services., Scott Miller
Claimant Lawyers(s): Danya W. Blair
Respondent(s): Jeremy Walker
Respondent Lawyers(s): Brian D. Esenwein
Arbitrator(s): Louis J. Weber, Robert L. Yeager, Darryl Lipinski
Hearing Site: Dallas, TX
14-0205512/08/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Michael Vallee
Respondent Lawyers(s): Michael V. Valllee
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
12-0207709/09/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Brad Kirklin
Respondent(s): Richard Ainsworth
Respondent Lawyers(s): Richard K. Ainsworth
Arbitrator(s): Robert L. Yeager, G. Maynard Green, Robert E. Treadaway
Hearing Site: Dallas, TX
10-0374007/01/2011Claimant(s): GLB Trading
Claimant Lawyers(s): Lori S. Varaich
Respondent(s): Richard McCain
Respondent Lawyers(s): Tim Davis
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
09-0613306/24/2011Claimant(s): Esposito Securities
Claimant Lawyers(s): Deborah Deitsch-Perez
Respondent(s): Daniel Biaggio, Francis Merrill, Michael Marchand, Stephen Capurso, WFG Investments.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Robert L. Yeager, Melinda G. Jayson, George F. Longino
Hearing Site: Dallas, TX
09-0173109/30/2010Claimant(s): James Wikert
Claimant Lawyers(s): C. Bruce Willis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
08-0105204/28/2009Claimant(s): Investment Professionals.
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Cary Scheer, Corey McCarty
Respondent Lawyers(s): John R. Fahy
Arbitrator(s): Robert L. Yeager, Melody A. Pruser, David A. Schuler
Hearing Site: Dallas, TX
08-0113501/30/2009Claimant(s): Jason Coulter
Claimant Lawyers(s): Jason Coulter
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert L. Yeager, Kenneth R. Hanks, Corbet F. Bryant
Hearing Site: Dallas, TX

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