| 22-02539 | 06/17/2024 | Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Cantor Fitzgerald & Co., Paul Pion, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Robert J. Kheel, Geoffrey M. Elkind, Dakota Shawn Harbison
Hearing Site: New York, NY
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| 21-01815 | 06/13/2023 | Claimant(s): Estate of Charles Michael Sydlaske
Claimant Lawyers(s): David R. Lurie
Respondent(s): Russell Ray
Respondent Lawyers(s): Neal Brickman
Arbitrator(s): Joan Maxine Secofsky, Emily Diamond, Vivian Rivera Drohan
Hearing Site: New York, NY
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| 19-01751 | 09/12/2022 | Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Michael Sulfaro, Cantor Fitzgerald & Co., Paul Pion, Shawn McLoughlin, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Lise Gabrielle Hunter, Jennifer Lupo, Richard M. Gray
Hearing Site: New York, NY
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| 17-03190 | 07/03/2019 | Claimant(s): Sanjay Rajwani
Claimant Lawyers(s): Neal Brickman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Elizabeth Gilbert, Leslie Ruth Nydick, Michael Davies
Hearing Site: New York, NY
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| 15-00162 | 01/21/2016 | Claimant(s): Barbara Russell
Claimant Lawyers(s): Neal Brickman
Respondent(s): Danielle Hughes, Divine Capital Markets LLC
Respondent Lawyers(s): Ralph De Martino
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
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| 13-00569 | 02/24/2014 | Claimant(s): Eila Matt
Claimant Lawyers(s): Neal Brickman
Respondent(s): IVP Capital
Respondent Lawyers(s): Mitchell Hurley
Arbitrator(s): Annette B. Meyers, Nino Armienti, Anna Lascar
Hearing Site: New York, NY
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| 12-01868 | 06/19/2013 | Claimant(s): Nicholas Mangone
Claimant Lawyers(s): Neal Brickman
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis
Hearing Site: New York, NY
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