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FINRA Awards for Neal Brickman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0205604/12/2012Claimant(s): Cygnex
Claimant Lawyers(s): Neal Brickman
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Muriel Desloovere, Mary T. Hettig, Noel K. Evans
Hearing Site: Tampa, FL
Checkmark IconExpungement
07-0230801/15/2009Claimant(s): Suzette Roth
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Harold Magill, National Financial Services LLC, The Riderwood Group Incorporated
Respondent Lawyers(s): David M. Chromy, Michael G. Shannon, Neal Brickman
Arbitrator(s): Robert J. Scafuri, Walter L. Baumgardner, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$550,000

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