FINRA Awards for Gerald M. Levine

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Displaying 21-24 out of 24 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00940	09/17/2019	Claimant(s): Andrew Corrigan Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Services Respondent Lawyers(s): Frank A. Tauches Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
18-03225	03/12/2019	Claimant(s): John Nelson Claimant Lawyers(s): Jordan D. Becker Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
17-01867	09/13/2018	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Darren Haines Respondent Lawyers(s): Jonathan Sack Arbitrator(s): Anthony J. Raimondi, Richard E. Castiglioni, Gerald M. Levine Hearing Site: New York, NY
16-01247	11/23/2016	Claimant(s): Sonal Patney Claimant Lawyers(s): Sonal Loomba Patney Respondent(s): Joel Matcovsky, Ralph DiFiore, Chatsworth Securities LLC Respondent Lawyers(s): Joel J. Matcovsky, Ralph DiFiore Arbitrator(s): Brian J. Burstin, Gerald M. Levine Hearing Site: New York, NY