| 20-00453 | 02/08/2022 | Claimant(s): William Bridges
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Portfolio Advisors Alliance
Respondent Lawyers(s): Kerri Wasserman
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 20-01233 | 02/07/2022 | Claimant(s): Joseph Depasquale
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 20-02453 | 11/03/2021 | Claimant(s): Kevin McPhee
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): A. R. Baron & Co.., American Capital Partners, First United Equities Corporation, Joseph Gunnar & Co.
Respondent Lawyers(s): Jeffrey Weissman, John Gardini, Legal Department, Peter Bon Viso
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
| | |
| 20-03183 | 09/22/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Morgan Stanley DW Inc., Trident Partners Ltd.
Respondent Lawyers(s): Jeremy S. Winer, Nicholas Scavone
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
| | |
| 20-03191 | 07/22/2021 | Claimant(s): Jason Zahtila
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 20-02411 | 05/25/2021 | Claimant(s): Peter Schiff
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 20-02361 | 03/25/2021 | Claimant(s): Brian Bushwell
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Securian Financial Services., WS Griffith Securities.
Respondent Lawyers(s): Beth Wiederholt, Nancy J. Engberg
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 20-00501 | 03/01/2021 | Claimant(s): Todd Cirella
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
| | |
| 20-00504 | 12/22/2020 | Claimant(s): Matthew Eitner
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | |
| 20-00503 | 10/27/2020 | Claimant(s): James Ahern
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
