| 20-02440 | 01/28/2022 | Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth L. Williams
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
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| 21-00115 | 09/07/2021 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Joshua Vandress
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 21-00199 | 09/02/2021 | Claimant(s): John Lowry
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Elizabeth Gilbert, Christine Meiers Schatz, Marc Adam Sherman
Hearing Site: New York, NY
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| 21-00121 | 08/25/2021 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Albert Aviles
Respondent Lawyers(s): Albert Aviles
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 20-03027 | 07/12/2021 | Claimant(s): Thomas Briguccia
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 20-02954 | 02/22/2021 | Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb
Claimant Lawyers(s): Kerry Patrick Raheb
Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities
Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer
Arbitrator(s): Noel B. Berman
Hearing Site: New York, NY
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| 18-04311 | 05/31/2019 | Claimant(s): Spartan Capital Securities, Llc
Claimant Lawyers(s): Matthew Fiorovanti
Respondent(s): Matthew Siliato
Respondent Lawyers(s): Matthew Angelo Siliato
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
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| 18-02458 | 01/14/2019 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Gary Demetri
Respondent Lawyers(s): Gary P. Demetri
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 18-02460 | 12/20/2018 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M Monchik
Respondent(s): Joseph Todaro
Respondent Lawyers(s): Joseph Paul Todaro
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
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