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FINRA Awards for Raymond

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Displaying 71-80 out of 128 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0374010/13/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jared Perez
Respondent(s): Reuven Blank
Respondent Lawyers(s): Reuven Blank
Arbitrator(s): Gary M. Landau, Barth Satuloff, Richard H. Schneider
Hearing Site: Boca Raton, FL
16-0154109/30/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Richard Vega
Respondent Lawyers(s): Richard Diego Vega
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
16-0004908/22/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Andrew Niehus
Respondent Lawyers(s): Andrew Joseph Niehus
Arbitrator(s): Robert H. Putnam
Hearing Site: Columbia, SC
15-0147207/22/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Gregory Rothery
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Stuart Sinai, Mimi B. Osiason, Kenneth M. Jackson
Hearing Site: Nashville, TN
16-0029606/23/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Paidemoyo Charasika
Respondent Lawyers(s): Paidemoyo Brian Charasika
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
13-0222605/26/2016Claimant(s): Steven Sapirstein
Claimant Lawyers(s): Mark D. Gilwit
Respondent(s): Daniel Kraus, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Gary M. Landau, Herbert N. Ladenheim, Leon H. Tracy
Hearing Site: Boca Raton, FL
14-0291105/09/2016Claimant(s): Michael Ohlman
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Patricia Gunn
Hearing Site: Tampa, FL
15-0255303/29/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Joseph Yi
Respondent Lawyers(s): Joseph Yong Yi
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
15-0263903/25/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique Heller
Respondent(s): David Cohn
Respondent Lawyers(s): David Edward Cohn
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
14-0337402/02/2016Claimant(s): Mark Immel
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John R. Main, Jack A. Helms, Robert S. Anderson
Hearing Site: Orlando, FL

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