FINRA Awards for Philip J. Glick

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01144	11/21/2017	Claimant(s): Anthony Pecoraro Claimant Lawyers(s): Ronald M Amato Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan Nam Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI
16-03724	10/05/2017	Claimant(s): Rick Konecny Claimant Lawyers(s): Rick Douglas Konecny Respondent(s): National Securities Corporation Respondent Lawyers(s): Renan Sugarman Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL
15-01073	03/23/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nuviah Shirazi Respondent(s): Mark Agre Respondent Lawyers(s): Ross E. Webster Arbitrator(s): M. W. Gear, Michael A. Rzewnicki, Philip J. Glick Hearing Site: Kansas City, MO
14-03384	08/12/2015	Claimant(s): Reliastar Life Insurance Company, Voya America Equities. Claimant Lawyers(s): Hillard M. Sterling Respondent(s): James Boldischar Respondent Lawyers(s): Diana C. Taylor Arbitrator(s): Philip J. Glick, G. Marshall Abbey, Alfonso Cobb Hearing Site: Chicago, IL
11-01669	01/28/2013	Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A. Claimant Lawyers(s): Leonard Weintraub Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Sean Gorman, Thomas Lillard Respondent Lawyers(s): Bradley D. Hergott, Simon J Hill Arbitrator(s): Roger B. Johnston, Philip J. Glick, Seymour Andrew Newman Hearing Site: Chicago, IL