Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02605 | 09/06/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 23-01102 | 09/01/2023 | Claimant(s): Brian Donaldson, Frank Baldwin Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 23-01264 | 08/31/2023 | Claimant(s): William Cerf Claimant Lawyers(s): Zachary M. Schmitz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 22-02748 | 08/23/2023 | Claimant(s): Frederick Kort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 22-02583 | 08/18/2023 | Claimant(s): Michelle Rodriguez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 22-00905 | 08/03/2023 | Claimant(s): Thomas Cleary Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrew W. Sidman Arbitrator(s): Jane C. Carney, Kathy Davidson Ireland, David Ivan Brochstein Hearing Site: Washington, DC | ||
| 22-02184 | 07/28/2023 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John B. Clark Respondent(s): Daniel Snodgrass Respondent Lawyers(s): Daniel Stephen Snodgrass Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 22-02637 | 07/26/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR | ||
| 22-02282 | 07/25/2023 | Claimant(s): Christian Searcy Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Marc S. Dobin, David P. Slater, Nanci Sondra Landy Hearing Site: Boca Raton, FL | ||
| 23-00565 | 07/25/2023 | Claimant(s): Donald Dever Claimant Lawyers(s): Gregory S. Sparer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL |