Potomac Analytics' Logo

FINRA Awards for Archie Capinguian

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0052708/26/2013Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Loren Ackerman
Respondent Lawyers(s): Loren John Ackerman
Arbitrator(s): Mary C. Kelleher
Hearing Site: Manchester, NH
13-0037606/28/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): John Donovan
Respondent Lawyers(s): John P. Donovan
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
12-0172603/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Charles Oakes
Respondent Lawyers(s): Kent H. Patterson
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
12-0173810/19/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Harry Davis
Respondent Lawyers(s): Patrick J. Dolan
Arbitrator(s): Kelly M. Lonergan
Hearing Site: Boston, MA
12-0173910/16/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Lynn De Vasto
Respondent Lawyers(s): Lynn Anne De Vasto
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
11-0434806/07/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Christopher Emde
Respondent Lawyers(s): K. Dino Kostopoulos
Arbitrator(s): Maurice R. Dunie
Hearing Site: Richmond, VA
11-0434405/15/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Jonathan Brimley
Respondent Lawyers(s): Dennis M. Fitzgerald
Arbitrator(s): Alex H. Keller
Hearing Site: Columbus, OH
11-0434104/24/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Kenneth Koger
Respondent Lawyers(s): Kenneth Koger
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
11-0434704/24/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Patrick Mulvihill
Respondent Lawyers(s): Patrick Mulvihill
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
11-0019803/28/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): John Labarca
Respondent Lawyers(s): John J. Labarca
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY

11 Results

Display: