FINRA Awards for Gerard S. Marsan

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00334	01/31/2020	Claimant(s): Edward Mathews Claimant Lawyers(s): John A. Mangones Respondent(s): GWFS Equities. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Robert N. Jones Hearing Site: Boston, MA
18-03991	07/30/2019	Claimant(s): Michael Abramo Claimant Lawyers(s): N. Nancy Ghabai, Esq. Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
18-02162	03/22/2019	Claimant(s): Douglas J. Calnan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA
18-02274	01/30/2019	Claimant(s): Andrew Zimmerman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA