FINRA Awards for Veronica Ann Williams

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Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02257	05/04/2022	Claimant(s): Joseph Amato Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipierto Arbitrator(s): Stephen J. Patti, Harrison Johnson, Veronica Ann Williams Hearing Site: New York, NY
20-01769	04/06/2021	Claimant(s): Philip Rodriguez Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
20-01772	02/11/2021	Claimant(s): Anil Jethmal Claimant Lawyers(s): Tosh Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
19-00130	11/13/2019	Claimant(s): Joseph Glodek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, William Scott & Co. L.L.C. Respondent Lawyers(s): Fred N. Knopf, Robert C. Hess Arbitrator(s): Veronica Ann Williams Hearing Site: Newark, NJ
17-02932	06/15/2018	Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
17-00399	03/16/2018	Claimant(s): Taylor Joseph Claimant Lawyers(s): James W Halter Respondent(s): Imperial Capital Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Michele S. Riley, Veronica Ann Williams, Cirino M. Bruno Hearing Site: New York, NY
15-00875	10/21/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Eric Zakarin Respondent Lawyers(s): James Halter Arbitrator(s): Julian F. Santos, Stanley M. Lenkowicz, Veronica Ann Williams Hearing Site: Newark, NJ
12-03265	04/11/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan M. Christensen Respondent(s): Adam Gurien Respondent Lawyers(s): Andrew R. Macklin Arbitrator(s): Linda J. Baer, Veronica Ann Williams, Zung T. Nguyen Hearing Site: Newark, NJ