| 16-00553 | 03/27/2017 | Claimant(s): Ilan Preis
Claimant Lawyers(s): Darlene R. Gimble
Respondent(s): Sagepoint Financial., American General Securities Incorporated
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Charles Hoffman, Robert H. Loevin, John Roth Roberts
Hearing Site: Boca Raton, FL
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| 13-03423 | 12/23/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig Stein
Respondent(s): Gustavo Caballero
Respondent Lawyers(s): W. Steven Adams
Arbitrator(s): Charles Hoffman, Dorota J. Trzeciecka, Sophia Ohanessian
Hearing Site: Miami, FL
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| 12-03910 | 12/03/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): David Kraft
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
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| 12-01668 | 07/26/2013 | Claimant(s): Popular Securities.
Claimant Lawyers(s): Eyck O. Lugo-Rivera
Respondent(s): Gustavo del Valle Pagan
Respondent Lawyers(s): Anibal Lugo-Miranda
Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
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| 10-05360 | 09/12/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Steven E. Eisenberg
Hearing Site: Ft. Lauderdale, FL
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| 10-02050 | 03/08/2011 | Claimant(s): Byron Meads, John Wyllys, Max Manack
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Milton and Dorothy Aronowitz
Respondent Lawyers(s): Scott L. Silver
Arbitrator(s): Robert B. Kane, Frances D. Sheehy, Charles Hoffman
Hearing Site: Boca Raton, FL
| | Expungement |
| 05-04218 | 06/13/2008 | Claimant(s): Citicorp Financial Services.
Claimant Lawyers(s): Gideon Mark
Respondent(s): Ignacio Altuve, Rodrigo Vila
Respondent Lawyers(s): Jason Coupal
Arbitrator(s): Gary W. Pollack, Heather D. Fitzenhagen, Charles Hoffman
Hearing Site: San Juan, PR
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| 04-04358 | 12/03/2007 | Claimant(s): Ameena Ali
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Robert Henderson, William Stenlund, Acument Securities.
Respondent Lawyers(s): Marc S. Dobin, Robert Henderson
Arbitrator(s): Melanie S. Cherdack, Jennifer Gwyn Klein, Charles Hoffman
Hearing Site: Boca Raton, FL
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