| 10-02667 | 03/05/2012 | Claimant(s): Ravinder Jain
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Cambridge Legacy Securities L.L.C.
Respondent Lawyers(s): John W. Mahoney
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Dineo Coleman Gary
Hearing Site: Dallas, TX
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| 11-02215 | 02/28/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Eric Hansen
Respondent Lawyers(s): Eric M. Hansen
Arbitrator(s): Edwin J. Tomko
Hearing Site: Dallas, TX
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| 10-03313 | 02/16/2012 | Claimant(s): Bill Callis
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Andrew M. DeLucia
Arbitrator(s): Michael E. Rohde, Patricia B. Lehtola, Thomas Richard Delaney
Hearing Site: Dallas, TX
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| 11-00856 | 02/16/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): William Bentley
Respondent Lawyers(s): William B. Bentley
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 11-02750 | 02/15/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Patricia Tsipras
Respondent(s): William Schwind
Respondent Lawyers(s): William Alfred Schwind
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 10-02283 | 01/11/2012 | Claimant(s): Scott Stith
Claimant Lawyers(s): Liane Janovsky
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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| 10-02065 | 01/05/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey Manzella
Respondent(s): Andrew Williams
Respondent Lawyers(s): W. Ashton Randall
Arbitrator(s): R. Phillip Reed, Jill M. Zacha, Jay M. Vogelson
Hearing Site: Dallas, TX
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| 11-01640 | 12/09/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C Fischer
Respondent(s): William Schwind
Respondent Lawyers(s): William Alfred Schwind
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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| 10-02566 | 12/07/2011 | Claimant(s): James Nunley
Claimant Lawyers(s): Mark A.J. Fassold
Respondent(s): EdgeTrade LLC, EdgeTrade., EdgeTrade.Com., Knight Capital Group., Knight Direct LLC
Respondent Lawyers(s): Jason Marlin
Arbitrator(s): Sheldon F. Schobert, G. Maynard Green, Edward J. Lynch
Hearing Site: Dallas, TX
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| 10-03097 | 11/11/2011 | Claimant(s): Mel Schonhorst
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): RBC Capital Markets LLC, William Gumbert
Respondent Lawyers(s): Richard A. Rohan
Arbitrator(s): Kenneth D. Bingham, Phillip Lee Scheldt, Lawrence R. Maxwell
Hearing Site: Dallas, TX
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