| 15-00392 | 10/05/2015 | Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 15-00977 | 09/22/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 15-01325 | 09/01/2015 | Claimant(s): Ameriprise Financial Services., Scott Miller
Claimant Lawyers(s): Danya W. Blair
Respondent(s): Jeremy Walker
Respondent Lawyers(s): Brian D. Esenwein
Arbitrator(s): Louis J. Weber, Robert L. Yeager, Darryl Lipinski
Hearing Site: Dallas, TX
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| 15-00683 | 08/11/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Kenneth Comstock
Respondent Lawyers(s): Kenneth Alan Comstock
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 14-02943 | 08/06/2015 | Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Rodney Cochran
Respondent Lawyers(s): Rodney C. Cochran
Arbitrator(s): Philip I. McConnell, Robert J. Gregory, Beverly Jo McKemie
Hearing Site: Dallas, TX
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| 14-03806 | 06/04/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Penne Stafford
Respondent Lawyers(s): Penne Wilson Stafford
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
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| 14-02755 | 05/07/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): David Palmer
Respondent Lawyers(s): David Palmer
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 14-02787 | 04/22/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Charles Garner
Respondent Lawyers(s): Charles E. Garner
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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| 14-03120 | 04/21/2015 | Claimant(s): Matthew Lowe, Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey
Hearing Site: Dallas, TX
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| 13-03506 | 03/18/2015 | Claimant(s): Paul Moorman
Claimant Lawyers(s): Robert C. Wiegand
Respondent(s): Southwest Securities.
Respondent Lawyers(s): D. Lance Currie
Arbitrator(s): William E. Hartsfield, Robert E. Treadaway, Walter Scott Cowger
Hearing Site: Dallas, TX
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