| 17-01915 | 11/13/2017 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles M. Jenkins
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
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| 16-03246 | 03/17/2017 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): Michael E. Pastore
Respondent(s): Steven Alexander
Respondent Lawyers(s): Steven Preston Alexander
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Hartford, CT
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| 15-03344 | 02/22/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Justin Hendrick
Respondent Lawyers(s): Justin Hendrick
Arbitrator(s): Richard E. Lauziere, Gregory Hunter Mathews, Linda Arlene Michler
Hearing Site: Norfolk, VA
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| 15-01974 | 11/22/2016 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K. Wells
Respondent(s): Michael Charest
Respondent Lawyers(s): Michael David Charest
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Manchester, NH
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| 15-00626 | 09/01/2016 | Claimant(s): Gregory Broomer
Claimant Lawyers(s): Brittany Weiner
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Elise M. Bloom
Arbitrator(s): Michael Allen Zeiler, Gregory Hunter Mathews, Lorrie E Whitfield
Hearing Site: Philadelphia, PA
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| 14-03554 | 06/01/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Gerhard Van Arkel
Respondent Lawyers(s): Gerhard Thomas Van Arkel
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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| 12-02344 | 01/17/2013 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Raymond Spinelli
Respondent Lawyers(s): Raymond Thomas Spinelli
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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| 09-05711 | 09/08/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen Gaster
Respondent(s): James Milnes
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): David S. Paul, Gregory Hunter Mathews, Robert Alan Mayer
Hearing Site: Philadelphia, PA
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| 05-01212 | 02/25/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Charles Haraburda, Gregory Elinsky, Michael Botte
Respondent Lawyers(s): Michael J. Fortunato, Richard J. Puleo
Arbitrator(s): Louis H. Miron, Alan M. Schankel, Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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