FINRA Awards for Susan E. Maloney

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00288	05/01/2013	Claimant(s): Robert Fenyk Claimant Lawyers(s): Norman E. Watts Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Ronald L. Cheney, Susan E. Maloney, Morton S. Bunis Hearing Site: Boston, MA
11-04150	09/19/2012	Claimant(s): Frederick Blanchard Claimant Lawyers(s): John T. Martin Respondent(s): Bostonia Global Securities Respondent Lawyers(s): Joseph P. Lombardo Arbitrator(s): Chesley Oriel, Dennis M. Cronin, Susan E. Maloney Hearing Site: Boston, MA
11-03441	08/01/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jameile Cawley Respondent Lawyers(s): Edward Fergreus Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
09-02800	01/20/2012	Claimant(s): James Minchello, Martha Sullivan, Robert Minchello Claimant Lawyers(s): Peter R. Pendergast Respondent(s): Citigroup Global Markets., Citigroup. Respondent Lawyers(s): Michele A. Coffey Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy Hearing Site: Boston, MA
10-04005	02/25/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jim Van Dyke Respondent(s): Silas Atsalis Respondent Lawyers(s): Thomas H. Tucker Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
10-02015	01/19/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Peter Seibert Respondent Lawyers(s): Steven Rosenberg Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA