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FINRA Awards for Morgan Stanley

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Displaying 751-760 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0529504/26/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Shurter
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herbert Murez
Hearing Site: Honolulu, HI
10-0468504/19/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Sherry DeGenaro
Respondent Lawyers(s): Sherry DeGenaro
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0496904/19/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Jessica Winczner
Respondent Lawyers(s): Jessica T. Winczner
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
10-0201404/14/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Steve Shepherd
Respondent Lawyers(s): Steve K. Shepherd
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
09-0714804/12/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Ted Rovet
Respondent Lawyers(s): Frederick W. Rovet
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0545904/07/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Denise Otten
Respondent Lawyers(s): Denise G. Otten
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
10-0396704/04/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Gregory Januleski
Respondent Lawyers(s): Gregory John Januleski
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Cincinnati, OH
09-0394703/28/2011Claimant(s): Joel Lagore
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): David Vallie, Citigroup Global Markets., Morgan Stanley, Morgan Stanley & Co., Terrence Andrysiak
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Harvey Frank, Mark Wietchy, William P. Thorpe
Hearing Site: Detroit, MI
10-0377503/28/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): James McKinlay
Respondent Lawyers(s): James K. McKinlay
Arbitrator(s): Joseph B. Russell
Hearing Site: Syracuse, NY
09-0453003/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Shane Wheeler
Respondent Lawyers(s): Shane Wheeler
Arbitrator(s): John P. Cullem, Thomas R. Carlsen, Michael S. Hill
Hearing Site: Tampa, FL

784 Results

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