07-00345 | 03/10/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Rockmacher Respondent Lawyers(s): Warren M. Rockmacher Arbitrator(s): Mark D. Quinn, Charles L. Henderson, Allan N. Taffet Hearing Site: New York, NY
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08-00620 | 03/10/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Kopeck Respondent Lawyers(s): Susan M. Guerette Arbitrator(s): John B. Glueckert, Patrick J. Burley, Stanley Kenneth Evans Hearing Site: Cincinnati, OH
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06-04114 | 02/19/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Holway Respondent Lawyers(s): Peter H. Noone Arbitrator(s): J. David Crawford Hearing Site: Boston, MA
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08-02191 | 01/27/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jennifer Johnston Respondent Lawyers(s): Jennifer S. Johnston Arbitrator(s): Mary Curran Hearing Site: Seattle, WA
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07-03466 | 01/16/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kerrie Best Respondent Lawyers(s): Kerrie L. Best Arbitrator(s): James Clifton Stone, Michael F. Fetsch, Robert L. Smith Hearing Site: Indianapolis, IN
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07-01395 | 12/19/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Thomas Respondent Lawyers(s): John A. Bender Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP Hearing Site: Seattle, WA
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07-02484 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Stephan Day Respondent Lawyers(s): Stephan T. Day Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Kenneth B. Orenbach Hearing Site: Charlotte, NC
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08-01014 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Coffee Respondent Lawyers(s): David S. Coffee Arbitrator(s): John Michael Watson, William J. Kirkpatrick, Gary L. Foose Hearing Site: Houston, TX
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08-00291 | 12/05/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Dewey Steffen Respondent Lawyers(s): Gregory J. Boulahanis Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski Hearing Site: Detroit, MI
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08-01203 | 11/10/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Maurice Respondent Lawyers(s): James Kenneth Maurice Arbitrator(s): Roger D. Johnson Hearing Site: Des Moines, IA
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