09-00253 | 10/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Gabrell Chambers Respondent Lawyers(s): Gabrell Christian Chambers Arbitrator(s): Kenneth D. Bingham, David B. Dyer, David R. Steckler Hearing Site: Dallas, TX
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07-03076 | 10/01/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): M. Barker Respondent Lawyers(s): Tracy Barker Arbitrator(s): James Clifton Stone, Peter L. Pointer, John C. Schenkenfelder Hearing Site: Cincinnati, OH
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08-04338 | 09/15/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Andrew Prophet Respondent Lawyers(s): Andrew Seafus Prophet Arbitrator(s): Dallas Whitney Coffman Hearing Site: Hartford, CT
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09-01073 | 09/15/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Dean Matthews Respondent Lawyers(s): Dean Sean Matthews Arbitrator(s): Mitchell M. Willoughby Hearing Site: Charlotte, NC
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08-00727 | 09/04/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Randy Koontz Respondent Lawyers(s): Kenneth R. Shemin Arbitrator(s): Paul Mann, M. Eileen Dorsey, Ronald R. Wilhelm Hearing Site: Little Rock, AR
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07-01200 | 09/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Wade Contney Respondent Lawyers(s): Wade Contney Arbitrator(s): Paul G. Cuomo, John Joseph Cotter, James J. Gadarowski Hearing Site: Providence, RI
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07-01890 | 09/02/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Minervini Respondent Lawyers(s): Roger Hennagin Arbitrator(s): Robert E.L. Bonaparte, James John Jurinski, John Edward Bersin Hearing Site: Portland, OR
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09-00887 | 07/24/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Callahan Respondent Lawyers(s): William Patrick Callahan Arbitrator(s): C. Gregory Ellison Hearing Site: Washington, DC
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08-00200 | 07/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Crystal Masset, Steve Russell, Timothy Hartman Respondent Lawyers(s): Diane C. Fischer, Mark H. Gunderson Arbitrator(s): Helen Marinak Blohm, Jeffrey M. Allen, Edward J. Harkins Hearing Site: Reno, NV
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08-02539 | 07/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Schuler Respondent Lawyers(s): Michael Schuler Arbitrator(s): C. Gregory Ellison, Gregory R. Banasz, Jason William Gaarder Hearing Site: Baltimore, MD
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