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FINRA Awards for Oren L. Connaway

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0010903/07/2023Claimant(s): Nicholas Low
Claimant Lawyers(s): Rogge Dunn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Oren L. Connaway, Robert C. Rice, Mina Banerjee
Hearing Site: Houston, TX
20-0043701/25/2021Claimant(s): Kyle Sadler
Claimant Lawyers(s): Kyle Andrew Sadler
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Oren L. Connaway, Danielle L. Hargrove, G. Dennis Sheehan
Hearing Site: Houston, TX
14-0093611/24/2020Claimant(s):
Claimant Lawyers(s):
Respondent(s): Robert Halder
Respondent Lawyers(s): Matthew R. Beatty
Arbitrator(s): Oren L. Connaway, Richard Roger Brewer, Stephen Neil Foster
Hearing Site: Houston, TX
14-0142604/14/2015Claimant(s): Scott Coombes
Claimant Lawyers(s): Scott Browning Coombes
Respondent(s): Carol Reinking, Valic Financial Advisors.
Respondent Lawyers(s): Carol Reinking, Kortney S. Farmer
Arbitrator(s): Oren L. Connaway, Maurice J. Fallas, Daniel Stephen Dexter
Hearing Site: Houston, TX
Expungement
12-0112708/15/2013Claimant(s): BOSC.
Claimant Lawyers(s): Jo Lynn Jeter
Respondent(s): Brandon Henry, Carey Kesner, Jay Goldberg
Respondent Lawyers(s): Millard A. Johnson
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
12-0029902/08/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Fernando Castillo
Respondent Lawyers(s): Fernando Castillo
Arbitrator(s): Oren L. Connaway
Hearing Site: Houston, TX
09-0191211/10/2009Claimant(s): Investment Professionals.
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Alana Sanderson, Mark Bratton
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Mark C. Watler, Ross D. Friend, Oren L. Connaway
Hearing Site: Houston, TX

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