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FINRA Awards for Jonathan M. Sterling

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Displaying 21-30 out of 40 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0101602/02/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
20-0185001/29/2021Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
20-0103012/21/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
20-0115112/16/2020Claimant(s): Daniel Wohl
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Booker T. Coleman
Arbitrator(s): Erane C. Washington-Kendrick
Hearing Site: Detroit, MI
20-0158011/17/2020Claimant(s): Jeffrey Deboer
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Joe Tully
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
20-0103311/13/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
20-0103111/02/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
20-0102910/23/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
20-0008709/04/2020Claimant(s): Thomas Vandoorne
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
19-0358906/19/2020Claimant(s): Jacob Fitzgerald
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL

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