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FINRA Awards for Benjamin Winograd

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Displaying 31-36 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0071811/10/2020Claimant(s): Michael Matthews
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
20-0082011/06/2020Claimant(s): Edward Fernandez
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Pacific Cornerstone Capital Incorporated
Respondent Lawyers(s): Registered Agent
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
20-0172711/04/2020Claimant(s): Christopher Simmons
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
20-0011910/30/2020Claimant(s): Terance Power
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
19-0345409/25/2020Claimant(s): John Vandyke
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): QA3 Financial Corp.
Respondent Lawyers(s): Company President
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
20-0012008/20/2020Claimant(s): Terance Power
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA

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