06-03861 | 11/15/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Demian Betz Respondent(s): James Tuberosa Respondent Lawyers(s): Zachary D. Messa Arbitrator(s): Marshal H. Emerson, Marcy R. Greer, Robert Kevin O'Mara Hearing Site: Tampa, FL
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07-00255 | 11/15/2007 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Tara Richardson Respondent Lawyers(s): Steven G. Wenzel Arbitrator(s): Stephen P. Savitt, L. Matthew Byrd, Daniel B. Daugherty Hearing Site: Tampa, FL
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06-04374 | 10/15/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Andrew Starostecki, James Gutner, Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Andrew Starostecki, Michael A. Gross, Robert Persante Arbitrator(s): Robert J. Morris, Alfred Brunette, Oliver J. Janney Hearing Site: Tampa, FL
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06-04446 | 10/15/2007 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): Brian D. Trexell Respondent(s): James Gutner Respondent Lawyers(s): Robert Persante Arbitrator(s): Hearing Site: Tampa, FL
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06-03661 | 10/04/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., A.G. Edwards & Sons., Victor DiVietro Respondent Lawyers(s): Marc S. Dobin, Maria V. Martin Arbitrator(s): Colleen Grace, Martin Salzman, John Hughes Verchot Hearing Site: Tampa, FL
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06-03674 | 10/04/2007 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew J. Shapren Respondent(s): A.G. Edwards & Sons., Victor DiVietro Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Hearing Site: Tampa, FL
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06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Andre R. Perron Respondent(s): Christopher McAdoo Respondent Lawyers(s): Patrick B. Calcutt Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty Hearing Site: Tampa, FL
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06-00654 | 08/23/2007 | Claimant(s): Steven Heller Claimant Lawyers(s): John R. Kiefner Respondent(s): Intersecurities. Respondent Lawyers(s): Katherine C. Lake Arbitrator(s): John P. Cullem, Patrick D. King, Gail E. Sasnett-Stauffer Hearing Site: Tampa, FL
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