Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03148 | 12/15/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Scott Dascani Respondent Lawyers(s): Scott Dascani Arbitrator(s): William F. Glaser Hearing Site: Tampa, FL | ||
| 11-01859 | 11/25/2011 | Claimant(s): Gerald Ohalloran Claimant Lawyers(s): Gerald J. O'Halloran Respondent(s): Walter Vazquez Respondent Lawyers(s): Walter Vazquez Arbitrator(s): H. Steven Holtzman Hearing Site: Tampa, FL | ||
| 11-01916 | 11/10/2011 | Claimant(s): Stuart Siegel Claimant Lawyers(s): Marc S. Dobin Respondent(s): John Gwynn, Martha Gwynn, Mary Gwynn, Martha M. Gwynn Rev. Trust UAD 5/14/90 Respondent Lawyers(s): John L. Gwynn, Martha L. Gwynn, Mary L. Gwynn Arbitrator(s): Christopher M. Shulman Hearing Site: Tampa, FL | Expungement | |
| 10-03722 | 10/04/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Paul Schobert Respondent Lawyers(s): Paul E. Schobert Arbitrator(s): Bruce K. Isenberg Hearing Site: Tampa, FL | ||
| 09-07159 | 09/09/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Yana Kromo Respondent(s): Robert Thompson Respondent Lawyers(s): Chris T. Vernon Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart Hearing Site: Tampa, FL | ||
| 11-01810 | 08/29/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): James Herrick Respondent Lawyers(s): Kraig H. Koach Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 09-06144 | 08/09/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Stephen Lowther Respondent Lawyers(s): Stephen W. Lowther Arbitrator(s): Harris E. Bunkin, Russell W. Merriman, Thomas G. Moore Hearing Site: Tampa, FL | ||
| 11-00587 | 06/17/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Kenneth Williamson Respondent Lawyers(s): Kenneth Thomas Williamson Arbitrator(s): Bruce K. Isenberg Hearing Site: Tampa, FL | ||
| 09-06430 | 04/15/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Larry J. Lipka Respondent(s): Joseph Jackson Respondent Lawyers(s): Joseph A. Jackson Arbitrator(s): Richard Charles Hotvedt Hearing Site: Tampa, FL | ||
| 10-03595 | 03/30/2011 | Claimant(s): Kovack Securities Inc. Claimant Lawyers(s): Brian Kovack Respondent(s): Marco Caporale Respondent Lawyers(s): Marco A. Caporale Arbitrator(s): James D. Keeney Hearing Site: Tampa, FL |