Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Stephan | 1628703 | 1 | 08/11/2022 | Customer Dispute | Settled | $874,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 04/13/2022 | Customer Dispute | Settled | $466,450.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/22/2021 | Customer Dispute | Settled | $2,375,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/09/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 06/15/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 08/26/2019 | Customer Dispute | Settled | $712,080.00 | $0.00 | See FINRA Report |
| Joel Dale Farnsworth | 1980052 | 3 | 04/29/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/15/2018 | Customer Dispute | Settled | $998,000.00 | $0.00 | See FINRA Report |
| Vincent Burke | 4540377 | 3 | 07/15/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 03/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |