Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jazmin Gabriela Carpenter | 2696872 | 2 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew H Lee | 2257654 | 2 | 11/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Mark Bonaccini | 2071614 | 3 | 06/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alicia Dawn Sorensen | 4318135 | 1 | 03/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean J K Satterfield | 2607849 | 1 | 02/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Sean Howard | 2201547 | 1 | 01/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Marc Hutkin | 1344519 | 5 | 09/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Matthew Delzio | 6144787 | 1 | 08/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alvina Mayilyan | 6493018 | 1 | 05/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Roger Hirons | 2424566 | 5 | 04/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |