Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guy Corcoran | 2408185 | 5 | 11/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antoni Enrique Lucas | 2050284 | 2 | 12/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dreux McNairy | 329942 | 2 | 05/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Corcoran | 2408185 | 5 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Lester Swain | 2642336 | 3 | 01/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Corcoran | 2408185 | 5 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 12/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |