Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Harlan Ives | 4205842 | 1 | 06/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wendi J Dubois | 5240475 | 1 | 05/23/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew MacKay Kelleher | 714170 | 1 | 05/23/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Jazmin Gabriela Carpenter | 2696872 | 2 | 03/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 11/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Arnold | 2854371 | 3 | 10/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Theodore Johnson | 1861254 | 2 | 06/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terence Douglas Welsh | 2270902 | 4 | 08/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Rae Fillhart | 1481003 | 1 | 06/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Stuart Segall | 1071881 | 1 | 09/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |