Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoni Enrique Lucas | 2050284 | 2 | 08/14/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Frank | 1544503 | 8 | 10/12/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 06/04/2010 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Richard Scott Graham | 1898337 | 3 | 06/04/2010 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Mark Mitchell Bluestein | 2168876 | 2 | 09/09/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 11/27/2007 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| David Campbell Smith | 2226849 | 2 | 11/06/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kurt Edwin Markgraf | 1278128 | 2 | 03/27/2007 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Murray Bee Roark | 1041803 | 5 | 01/29/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stefano Safaei | 3048736 | 3 | 08/01/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |