Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Luangpraseuth | 7060113 | 1 | 02/19/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 09/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Schatzman | 2259053 | 1 | 05/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Francis Cleary | 2676518 | 3 | 10/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Sakamaki | 1646165 | 1 | 10/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hilton Malinger | 5201626 | 1 | 04/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Michael Jones | 5058794 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stefano Safaei | 3048736 | 3 | 09/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stefano Safaei | 3048736 | 3 | 09/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Richard Weiss | 1570129 | 1 | 10/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |