Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoni Enrique Lucas | 2050284 | 2 | 12/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Centeno | 6368188 | 1 | 10/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| James Patrick Stephan | 1628703 | 1 | 08/11/2022 | Customer Dispute | Pending | $874,000.00 | $0.00 | See FINRA Report |
| Daniel Harlan Ives | 4205842 | 1 | 06/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wendi J Dubois | 5240475 | 1 | 05/23/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew MacKay Kelleher | 714170 | 1 | 05/23/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 04/13/2022 | Customer Dispute | Pending | $466,450.00 | $0.00 | See FINRA Report |
| Jazmin Gabriela Carpenter | 2696872 | 2 | 03/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Franklin Joyce | 262451 | 5 | 02/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Hornkohl | 1674268 | 1 | 01/11/2022 | Customer Dispute | Pending | $8,578.00 | $0.00 | See FINRA Report |