Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Robert Hutcheson | 2539627 | 1 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Renee Sperandeo | 603313 | 1 | 03/06/2024 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Guy Corcoran | 2408185 | 5 | 11/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Centeno | 6368188 | 1 | 10/20/2023 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Alexander Francis Eiden | 7463360 | 1 | 07/27/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joel Dale Farnsworth | 1980052 | 3 | 07/21/2023 | Customer Dispute | Pending | $4,200,000.00 | $0.00 | See FINRA Report |
| Antoni Enrique Lucas | 2050284 | 2 | 12/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Patrick Stephan | 1628703 | 1 | 08/11/2022 | Customer Dispute | Settled | $874,000.00 | $0.00 | See FINRA Report |
| Daniel Harlan Ives | 4205842 | 1 | 06/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew MacKay Kelleher | 714170 | 1 | 05/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |