Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Robert Hutcheson | 2539627 | 1 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Harlan Ives | 4205842 | 1 | 06/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew MacKay Kelleher | 714170 | 1 | 05/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wendi J Dubois | 5240475 | 1 | 05/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jazmin Gabriela Carpenter | 2696872 | 2 | 03/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cole Petersen | 7034669 | 2 | 02/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cole Petersen | 7034669 | 2 | 01/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Dale Farnsworth | 1980052 | 3 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 11/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |