Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lynn Renee Sperandeo | 603313 | 1 | 03/06/2024 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Joel Dale Farnsworth | 1980052 | 3 | 07/21/2023 | Customer Dispute | Pending | $4,200,000.00 | $0.00 | See FINRA Report |
| James Patrick Stephan | 1628703 | 1 | 08/11/2022 | Customer Dispute | Settled | $874,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 04/13/2022 | Customer Dispute | Settled | $466,450.00 | $0.00 | See FINRA Report |
| Michael Edward Hornkohl | 1674268 | 1 | 01/11/2022 | Customer Dispute | Denied | $8,578.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/22/2021 | Customer Dispute | Settled | $2,375,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/09/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 06/15/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Carol Valentin Munoz | 1890217 | 2 | 10/23/2020 | Customer Dispute | Denied | $160,752.00 | $0.00 | See FINRA Report |
| Mark Mitchell Bluestein | 2168876 | 2 | 09/11/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |