Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Stephan | 1628703 | 1 | 08/11/2022 | Customer Dispute | Pending | $874,000.00 | $0.00 | See FINRA Report |
| Wendi J Dubois | 5240475 | 1 | 05/23/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew MacKay Kelleher | 714170 | 1 | 05/23/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 04/13/2022 | Customer Dispute | Pending | $466,450.00 | $0.00 | See FINRA Report |
| Michael Edward Hornkohl | 1674268 | 1 | 01/11/2022 | Customer Dispute | Pending | $8,578.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/22/2021 | Customer Dispute | Pending | $2,375,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/09/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Frank William Epinger | 2009217 | 1 | 05/14/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Kelly Elizabeth Lanphear | 2811387 | 1 | 07/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Emerson Friedman | 2489162 | 2 | 06/23/2006 | Customer Dispute | Pending | $24,383.40 | $0.00 | See FINRA Report |