Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Dale Farnsworth | 1980052 | 3 | 07/21/2023 | Customer Dispute | Pending | $4,200,000.00 | $0.00 | See FINRA Report |
| Kelly Elizabeth Lanphear | 2811387 | 1 | 07/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Emerson Friedman | 2489162 | 2 | 06/23/2006 | Customer Dispute | Pending | $24,383.40 | $0.00 | See FINRA Report |
| Andrew David Filipek | 2427680 | 1 | 08/23/2004 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |