Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Austin Pettijohn | 1453775 | 2 | 05/23/2017 | Customer Dispute | Award / Judgment | $5,000.00 | $211,148.00 | See FINRA Report |
| Richard Joseph Frank | 1544503 | 8 | 11/08/2013 | Customer Dispute | Award / Judgment | $332,000.00 | $0.00 | See FINRA Report |
| William York Richardson | 816796 | 1 | 02/22/2011 | Customer Dispute | Award / Judgment | $100,000.00 | $329,239.00 | See FINRA Report |
| John Scott Alling | 1013684 | 2 | 12/22/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $12,371.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 09/25/2009 | Customer Dispute | Award / Judgment | $147,500.00 | $228,964.00 | See FINRA Report |
| Richard Scott Graham | 1898337 | 3 | 05/12/2009 | Customer Dispute | Award / Judgment | $0.00 | $3,045,870.00 | See FINRA Report |
| Russell Marvin Kautz | 2443326 | 4 | 08/13/2007 | Customer Dispute | Award / Judgment | $632,500.00 | $600,000.00 | See FINRA Report |
| Michael Sean McDonough | 1256864 | 2 | 05/27/2004 | Customer Dispute | Award / Judgment | $5,000.00 | $617.06 | See FINRA Report |
| Robert Allen Skillestad | 1633273 | 1 | 09/28/1995 | Customer Dispute | Award / Judgment | $344,851.00 | $121,875.00 | See FINRA Report |
| John Franklin Joyce | 262451 | 5 | 11/15/1994 | Customer Dispute | Award / Judgment | $1,300,000.00 | $10,000.00 | See FINRA Report |