Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Jay Schiff | 5490402 | 1 | 07/06/2020 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Sameer Malik | 4449413 | 1 | 05/06/2014 | Customer Dispute | Withdrawn | $218,000.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 08/20/2007 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |