Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matt Ward | 2075525 | 3 | 02/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Richard Margolies | 2508047 | 2 | 09/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Willard Lewis | 1438899 | 2 | 07/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mike John Masunas | 2359328 | 2 | 01/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Richard Margolies | 2508047 | 2 | 01/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raffaele Gambardella | 2448073 | 1 | 09/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Hurst Core | 54184 | 3 | 10/14/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 09/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Crompton | 1816505 | 1 | 08/07/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |