Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jack Goldschmidt | 5043278 | 4 | 04/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Confrence Godwin Gbaje | 2294268 | 5 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Confrence Godwin Gbaje | 2294268 | 5 | 08/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven William Rapoport | 2688043 | 2 | 05/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 02/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 02/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 09/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Gladstone | 4040175 | 2 | 05/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sapione | 2273080 | 6 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sarah Louise Gray | 4345891 | 3 | 12/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |