Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hemant Kathuria | 5380092 | 1 | 07/01/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Glazer | 2818073 | 6 | 12/12/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Barry A Mills | 839219 | 2 | 12/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Douglas Hartley | 2658276 | 2 | 12/04/2023 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Roger Daniel Follis | 2653439 | 2 | 12/04/2023 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Anthony Romano | 4813039 | 1 | 03/30/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Steven R Bell | 5045605 | 1 | 09/30/2022 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| George Michael Russell | 1388143 | 1 | 09/03/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |