Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry A Mills | 839219 | 2 | 12/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Romano | 4813039 | 1 | 03/30/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Steven R Bell | 5045605 | 1 | 09/30/2022 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth William Biebel | 5992829 | 2 | 08/17/2021 | Customer Dispute | Settled | $17,100.20 | $0.00 | See FINRA Report |
| Matt Ward | 2075525 | 3 | 04/09/2021 | Customer Dispute | Settled | $181,685.00 | $0.00 | See FINRA Report |
| Sarah Louise Gray | 4345891 | 3 | 03/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gil Sharon | 2450119 | 4 | 12/01/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Matt Ward | 2075525 | 3 | 06/09/2016 | Customer Dispute | Settled | $89,774.50 | $0.00 | See FINRA Report |