Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanford Elliott Steinberg | 834205 | 1 | 12/06/2022 | Customer Dispute | Pending | $368,000.00 | $0.00 | See FINRA Report |
| Steven R Bell | 5045605 | 1 | 09/30/2022 | Customer Dispute | Pending | $27,000.00 | $0.00 | See FINRA Report |
| Confrence Godwin Gbaje | 2294268 | 5 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bernard Michael Lherisson | 1858885 | 6 | 03/25/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Steven MacK | 5932062 | 1 | 12/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ian Keith Dietz | 731241 | 6 | 11/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Layne Lowell | 1866525 | 1 | 10/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth William Biebel | 5992829 | 2 | 08/17/2021 | Customer Dispute | Settled | $17,100.20 | $0.00 | See FINRA Report |