Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Michael Russell | 1388143 | 1 | 09/03/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Paul William Morse | 2214972 | 3 | 07/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Jack Goldschmidt | 5043278 | 4 | 12/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaskirat Singh Lakhat | 3263838 | 2 | 08/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John William Raho | 6329927 | 1 | 03/14/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| James Edward Pinzker | 2525439 | 6 | 01/12/2015 | Customer Dispute | Denied | $14,500.00 | $0.00 | See FINRA Report |
| John William Catalfio | 2092083 | 3 | 10/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 01/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edward Pinzker | 2525439 | 6 | 04/13/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Bahy Ibrahim | 4358176 | 2 | 10/09/2009 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |