Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric H Zoldan | 2809272 | 1 | 08/22/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 05/23/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aditya Kumar Saraogi | 4439734 | 2 | 03/26/2010 | Customer Dispute | Closed-No Action | $109,000.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 08/11/2009 | Customer Dispute | Closed-No Action | $190,562.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 04/16/2009 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Jack Goldschmidt | 5043278 | 4 | 04/03/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 03/09/2009 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Aditya Kumar Saraogi | 4439734 | 2 | 09/24/2008 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 07/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 04/15/2005 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |